For Individual Clients


List of documents for Individual Clients:

  1. TERMS OF BUSINESS ITI TRADE LTD
  2. SCHEDULE 7 - APPLICATION FORM - INDIVIDUAL CLIENTS - BROKERAGE ACCOUNT
  3. SCHEDULE 9 - APPLICATION FORM - INDIVIDUAL CLIENTS - CUSTODY ACCOUNT
  4. SCHEDULE 10 – MARGIN TRANSACTIONS
  5. INDIVIDUALLY AGREED TERMS – BROKERAGE ACCOUNT
  6. INDIVIDUALLY AGREED TERMS – CUSTODY ACCOUNT
  7. W-8BEN-E Form

 

  1. Application form – original, dated and signed
  2. FATCA W-8BEN form – original, dated and signed
  3. Certificate true copy of valid passport with clear photograph1
  4. Certified true copy of a utility account (not a mobile phone account) not more than three months old and reflecting the residential address2
  5. Other documents as may be further reasonably required

Due diligence documents should be in the English language or accompanied by a certified English translation.

Please note that certification of the document should be strictly as required:

The certifications on passports must state: I hereby certify that this is a true copy of the original document which I have seen, and that any photographic representation contained therein is a true likeness of the individual whom I have met”

The certifications on address verification documents must state: “I hereby certify that this is a true copy of the original document which I have seen”

The certifier must sign and date the certification, they must provide contact details to include their email address, the location of where they have signed and they must print their name which has to be legible.

Examples of acceptable certifiers are a member of the judiciary, a senior civil servant, serving police officer, officer of an embassy, a lawyer, notary public, a qualified actuary or accountant or a director or officer of an Appendix C business.

Our Administrator must also be able to independently identify the verifier and the qualifications to which they state they have.

 


1 Residents of Russian Federation can provide certified true copy of International passport (if available).
2 Residents of Russian Federation can provide certified true copy (with certified translation) of Internal passport.